Funding Compliances, ESOP
The right experience and expertise from across the country.
Funding compliances package View service
Increase in Authorized Share Capital View service
Issue of shares - Rights Issue & Private Placement View service
Valuation Certificate by CA View service
FC-GPR View service
FC-TRS View service
Debt Funding agreement View service
Debt Funding compliance View service
Allotment of preference shares View service
ESOP Policy Implementation View service
ESOP policy drafting View service
Frequently Asked Questions
What does funding compliance refer to?
- Increase in authorised share capital, if needed
- Issue of shares by Rights issue or Private placement of shares (mandatory)
- Valuation certificate by a CA (mandatory)
- Shareholder agreement (not mandatory)
- Filing of FC-GPR with the RBI in case of money coming from outside India
Is it mandatory for me to get these processes done while raising capital?
We have an investor who is interested but we are yet to work out the terms of investment. Can you help us finalize the terms?
What is the difference between offering shares to the investors by Rights issue or private placement of shares and share transfer?
Do we need a separate bank account for the investment coming in?
In case the company issues shares via Rights issue, the investment can come to the company’s primary bank account.
Is it mandatory for me to make the investor a Director on my company’s Board?
Can we issue shares at a price lesser than that in the valuation certificate from the CA?
Can we issue shares at a price higher than that in valuation certificate from the CA?
What is Preferential Shares. Is the process of issuing preference shares the same as issuing common Shares?
Yes, the process of issuing preference shares is same as that of issuing common shares. However, the Authorized share capital should have a partition called Preferential share capital. In case this does not exist, this should be created in the Authorized share capital.